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Nicole Keppel

Nicole Keppel

Client Operations Manager

Favorite quote: I am a slow walker, but I never walk back. –Abraham Lincoln

As Client Operations Manager to the firm, Nicole is responsible for oversight of client relations and development and implementation of operational processes and procedures to optimize experience and performance.

Nicole has been in the financial services industry since 2005 and earned a BFA in Writing from the State University of New York at Oswego. Nicole has a unique and diverse skill set, with expertise in cultivating and sustaining high-net-worth relationships over multiple generations, and in the areas of operations and regulatory compliance, and in marketing and brand building.

When not at work, Nicole enjoys time spent with her dog, Elsie, and with family and friends. An enthusiast of vintage wares and interior design, she enjoys refinishing and repurposing, and revels in the hunt for that most perfect piece! Check the background of investment professionals associated with this site on FINRA’s BrokerCheck.